關於MANDATORY REORGANIZATION FEE

(原文略) 原文及這篇 #1UZPGQDy 分享了被收取此費用情形 查了一下覺得網站上說明有點籠統 所以寄信給客服 詢問能否進一步說明? 以下節錄回覆 提供參考 —– From: Message Center Client Services | Date: 05/28/20 Hello, Reorganization fees are charged to cover the cost for TD Ameritrade to re-register the stock involved and to facilitate the reorganization in a client’s account. Reorganizations are very labor intensive and TD Ameritrade is charged fees by the depository for their processing. TD Ameritrade passes on a portion of these “per event” fees to the clients involved to help keep our overall costs for all clients low; such as avoiding the need to charge monthly or inactivity fees. Reorganization fees are charged for: - Reverse Splits - Mandatory Cash Liquidations - Voluntary Offers (Tender offer, Exchange offer,Rights/Warrants,Consent offers, etc.) - Name change - Merger - Corporate actions that change the CUSIP* of a stock * CUSIP is an acronym for Committee on Uniform Security Identification Procedures and the nine-digit, alphanumeric CUSIP numbers that are used to identify securities. Client Services —– From: Message Center Client Services | Date: 06/01/20 Hello, I believe that the Reorganization fee is charged for an event that affects an exchange-traded debt instrument as well. Sincerely, Reorganization Department –