關於MANDATORY REORGANIZATION FEE - 理財

(原文略)

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查了一下覺得網站上說明有點籠統 所以寄信給客服 詢問能否進一步說明?

以下節錄回覆 提供參考

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From: Message Center Client Services | Date: 05/28/20
Hello,

Reorganization fees are charged to cover the cost for TD Ameritrade to
re-register the stock involved and to facilitate the reorganization in a
client's account.

Reorganizations are very labor intensive and TD Ameritrade is charged fees
by the depository for their processing. TD Ameritrade passes on a portion
of these "per event" fees to the clients involved to help keep our overall
costs for all clients low; such as avoiding the need to charge monthly or
inactivity fees.

Reorganization fees are charged for:

- Reverse Splits
- Mandatory Cash Liquidations
- Voluntary Offers
(Tender offer, Exchange offer,Rights/Warrants,Consent offers, etc.)
- Name change
- Merger
- Corporate actions that change the CUSIP* of a stock

* CUSIP is an acronym for Committee on Uniform Security Identification
Procedures and the nine-digit, alphanumeric CUSIP numbers that are used to
identify securities.

Client Services
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From: Message Center Client Services | Date: 06/01/20
Hello,

I believe that the Reorganization fee is charged for an event that affects
an exchange-traded debt instrument as well.

Sincerely,
Reorganization Department

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