理財金融 FAQ

關於MANDATORY REORGANIZATION FEE

Isla#理財

(原文略) 原文及這篇 #1UZPGQDy 分享了被收取此費用情形 查了一下覺得網站上說明有點籠統 所以寄信給客服 詢問能否進一步說明? 以下節錄回覆 提供參考 —– From: Message Center Client Services | Date: 05/28/20 Hello, Reorganization fees are charged to cover the cost for TD Ameritrade to re-register the stock involved and to facilitate the reorganization in a client’s account. Reorganizations are very labor intensive and TD Ameritrade is charged fees by the depository for their processing. TD Ameritrade passes on a portion of these “per event” fees to the clients involved to help keep our overall costs for all clients low; such as avoiding the need to charge monthly or inactivity fees. Reorganization fees are charged for: - Reverse Splits - Mandatory Cash Liquidations - Voluntary Offers (Tender offer, Exchange offer,Rights/Warrants,Consent offers, etc.) - Name change - Merger - Corporate actions that change the CUSIP* of a stock * CUSIP is an acronym for Committee on Uniform Security Identification Procedures and the nine-digit, alphanumeric CUSIP numbers that are used to identify securities. Client Services —– From: Message Center Client Services | Date: 06/01/20 Hello, I believe that the Reorganization fee is charged for an event that affects an exchange-traded debt instrument as well. Sincerely, Reorganization Department –

網友回覆 9

  1. Suhail Hany

    這個是很常見的broker fee 網頁上也都有寫

  2. Hedwig

    討回來的機率不高 然後主張股票合併主動權不在我身上多半沒用 因為這也不是券商要合併的 應該主張要收之前沒有先

  3. Isabella

    知會本人 有一點點機率可以討回來 他會跟你說fee schedule上面都有寫 你就回:I understand it's a common brokeragefee, which is clearly provided in the fee schedule.

  4. Mason

    However, that the fee is listed does not mean that TDAmeritrade don't have the obligation to nofify mebefore the reverse split process started. If I had been

  5. Carolina Franco

    informed, I could have sell those securities/equitiessoldand thereby avoided the fee.

  6. Liam

    不過客服也可以回fee schedule上面有寫 所以算有通知了所以fee拿不拿得回來 只能看人品

  7. Edwina

    勘誤: 8樓 don't -> does not; nofify->notify

  8. Emily

    感謝w大詳細說明,我其實是想做一些補充分享

  9. Daph Bay

    找客服很難討..上門找理專幾分鐘就拿得回來

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