關於MANDATORY REORGANIZATION FEE - 理財

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(原文略)

原文及這篇 #1UZPGQDy 分享了被收取此費用情形

查了一下覺得網站上說明有點籠統 所以寄信給客服 詢問能否進一步說明?

以下節錄回覆 提供參考

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From: Message Center Client Services | Date: 05/28/20
Hello,

Reorganization fees are charged to cover the cost for TD Ameritrade to
re-register the stock involved and to facilitate the reorganization in a
client's account.

Reorganizations are very labor intensive and TD Ameritrade is charged fees
by the depository for their processing. TD Ameritrade passes on a portion
of these "per event" fees to the clients involved to help keep our overall
costs for all clients low; such as avoiding the need to charge monthly or
inactivity fees.

Reorganization fees are charged for:

- Reverse Splits
- Mandatory Cash Liquidations
- Voluntary Offers
(Tender offer, Exchange offer,Rights/Warrants,Consent offers, etc.)
- Name change
- Merger
- Corporate actions that change the CUSIP* of a stock

* CUSIP is an acronym for Committee on Uniform Security Identification
Procedures and the nine-digit, alphanumeric CUSIP numbers that are used to
identify securities.

Client Services
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From: Message Center Client Services | Date: 06/01/20
Hello,

I believe that the Reorganization fee is charged for an event that affects
an exchange-traded debt instrument as well.

Sincerely,
Reorganization Department

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All Comments

Suhail Hany avatarSuhail Hany2020-06-16
這個是很常見的broker fee 網頁上也都有寫
Hedwig avatarHedwig2020-06-17
討回來的機率不高 然後主張股票合併主動權不在我身上多半
沒用 因為這也不是券商要合併的 應該主張要收之前沒有先
Isabella avatarIsabella2020-06-17
知會本人 有一點點機率可以討回來 他會跟你說fee schedule
上面都有寫 你就回:I understand it's a common brokerage
fee, which is clearly provided in the fee schedule.
Mason avatarMason2020-06-18
However, that the fee is listed does not mean that TD
Ameritrade don't have the obligation to nofify me
before the reverse split process started. If I had been
Carolina Franco avatarCarolina Franco2020-06-22
informed, I could have sell those securities/equities
sold
and thereby avoided the fee.
Liam avatarLiam2020-06-25
不過客服也可以回fee schedule上面有寫 所以算有通知了
所以fee拿不拿得回來 只能看人品
Edwina avatarEdwina2020-06-26
勘誤: 8樓 don't -> does not; nofify->notify
Emily avatarEmily2020-07-01
感謝w大詳細說明,我其實是想做一些補充分享
Daph Bay avatarDaph Bay2020-07-05
找客服很難討..上門找理專幾分鐘就拿得回來