淘帝-KY違反重訊規定 證交所重罰30萬元 - 股票
By Edith
at 2020-12-10T19:08
at 2020-12-10T19:08
Table of Contents
1.原文連結:
https://money.udn.com/money/story/5607/5082537
2.原文內容:
淘帝-KY違反重訊規定 證交所重罰30萬元
2020-12-10 18:26經濟日報 記者盧宏奇/即時報導
臺灣證券交易所表示,針對淘帝-KY(2929)違反重大訊息相關規定,將處以新臺幣30萬元
違約金。
證交所說明,淘帝-KY於12月10日發布重大訊息說明指出,購買華福證券執行的理財產品
(產品名稱「掛鉤型證券理財-興銀基金興銀中短債C」),與該公司先前發布的重大訊息
內容,以及2019年第3季合併財務報告附註揭露不符。
根據證交所「對有價證券上市公司重大訊息之查證暨公開處理程序」第15條第1項第3款
規定情事,證交所將處以新臺幣30萬元違約金。
3.心得/評論:
當時在編財報的時候,是失誤?還是另有故事?
這紕漏導致被證交所重罰30萬,怕了吧
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