非專業投資人的etf標的限制 - 投資
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By Mason
at 2018-02-20T14:51
at 2018-02-20T14:51
Table of Contents
各位板友們新年好:
想請教非專業投資人(PI)透過複委託下單的etf標的限制,
目前自己的認知是非專業投資人不可投資商品類、槓桿型etf,
除黃金現貨(如GLD)簽個別風險預告書後即可投資,
前一陣子印象中有看到金管會要放寬限制,
爬文後發現金管會有發布函釋:https://goo.gl/CZPdvL
即非專業投資人符合五、(一)的資格者,可買賣正向二倍及負向一倍的etf,
此外,在兆豐證券的etf商品表格整理中:https://goo.gl/QBV7iC
非專業投資人簽署風險預告書才可買進的該欄打圈者,
除上述正向二倍及反向一倍的etf外,另有其他商品型etf也在範圍內,
故想請教板友們的相關經驗,或有從營業員處得到答案者:
1.簽署黃金現貨同意書-> 可投資GLD等黃金ETF標的
2.非專業投資人符合上述五、(一)資格者-> 可買賣正向二倍及反向一倍的etf,
商品類etf是否也用該條件認定?
3.超過正二及反一者?貨幣型etf?
懇請板友們解惑了,謝謝!
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By Elvira
at 2018-02-23T11:16
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By Erin
at 2018-02-26T21:54
at 2018-02-26T21:54
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