部落格報明牌,金管會開罰 - 期貨

By Blanche
at 2008-12-26T10:54
at 2008-12-26T10:54
Table of Contents
1.原文連結:
http://tw.stock.yahoo.com/news_content/url/d/a/081226/3/1adif.html
2.內容:
【時報-台北電】在部落格發表自己對股市預測或推介,
要十分小心!證期局昨(25)日對日盛證券業務人員吳沛璇開罰,
停業3個月,理由是,吳沛璇在自己部落格上,研判多種金融商品的未來價位,
並有勸誘買賣的意思,這也是金管會第一宗對部落格上的言論開罰。
證期局表示,如果是金融從業人員,在部落格上發表類似臆測及推介,
金管會就直接開罰,如果是一般民眾預測股價、推薦個股等就移送法辦。
由於現在許多人都有自己的網路部落格,發表自己的心情、
看法,許多理財人員也透過部落格,與客戶聯繫感情、交換新的資訊;
吳沛璇即是利用網路部落格,有臆測股價、推介國內未核准商品的情況,
被他人向證期局檢舉,證期局從其部落格發現有明確事證,
加上是證券從業人員,於是開罰。(新聞來源:工商時報─彭禎伶/台北報導)
3.心得/評論:
無
--
http://tw.stock.yahoo.com/news_content/url/d/a/081226/3/1adif.html
2.內容:
【時報-台北電】在部落格發表自己對股市預測或推介,
要十分小心!證期局昨(25)日對日盛證券業務人員吳沛璇開罰,
停業3個月,理由是,吳沛璇在自己部落格上,研判多種金融商品的未來價位,
並有勸誘買賣的意思,這也是金管會第一宗對部落格上的言論開罰。
證期局表示,如果是金融從業人員,在部落格上發表類似臆測及推介,
金管會就直接開罰,如果是一般民眾預測股價、推薦個股等就移送法辦。
由於現在許多人都有自己的網路部落格,發表自己的心情、
看法,許多理財人員也透過部落格,與客戶聯繫感情、交換新的資訊;
吳沛璇即是利用網路部落格,有臆測股價、推介國內未核准商品的情況,
被他人向證期局檢舉,證期局從其部落格發現有明確事證,
加上是證券從業人員,於是開罰。(新聞來源:工商時報─彭禎伶/台北報導)
3.心得/評論:
無
--
Tags:
期貨
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