南山人壽內控失靈,台股操盤經理人涉用保 - 股票
By Jake
at 2018-07-17T07:57
at 2018-07-17T07:57
Table of Contents
1.原文連結:https://reurl.cc/9zWyv
※過長無法點擊者必須縮網址
2.原文內容:記者李蕙璇/台北報導
南山人壽內部負責操盤台股鉅額資金的葉姓經理人,涉嫌私下經營Line投資群組並用民眾保費進場抬轎,在公司接到檢舉後承認違規已離職,而南山人壽也已通報保險局,加強改善內控機制。。
南山人壽表示,公司在6月下旬接到檢舉之後便加以調查,並主動通報保險局。而該名葉姓經理人承認違反規定,擅自買股及外洩公司台股投資消息,目前已離開公司,南山人壽也正依法令規定改善相關作業。
對於媒體報導該案葉姓經理人涉嫌操盤南山人壽135億台股資金、拜訪市值75億元某科技公司及金管會檢查局針對此案多次前往南山人壽調查等細節,南山人壽強調:「金額不對,公司名稱不對,金管會也不是因為此案來公司。」
據悉,檢舉人向南山人壽反映公司投資部一名葉姓經理人,原本就負責操作鉅額資金投資台股基金等,並會拜訪有潛力的公司等,卻涉嫌自己買股、將消息po在Line群組中,而且還使用公司收來民眾的保費進場抬轎。
而《鏡週刊》則是根據民眾爆料指出,該葉姓經理人涉嫌將買股消息通知其經營的「雙雙飆股大集合」、「阿雙SCA模組」的兩個Line群組,而通常壽險公司在盤中會要求集中保管操盤人手機,此次南山可能是未管制到手機,突顯公司內稽內控出現漏洞。
而這名葉姓經理人則是涉嫌在「雙雙飆股大集合」群組中說,「各位好友,大家今天大豐收,為了擴大戰力,然後再去蕪存菁,我開放一小時,人數先拉高到250,可邀請好友進來,不要找那種啥都不懂的歐。」
「早期進來的股友都知道,我盤中不去回答那支多少錢,可以買那種很low的問題。問這表示你程度太低。可能要自己去群外練兵,能力夠再進來。」其行徑大膽而遭到檢舉。
3.心得/評論:
連操盤經理人都覺得台股群組還比較工作好賺
難道糕點要上了?!
而且原來繳的保費也可以是高風險投資呢
樓下你怎麼看?
※必需填寫滿20字
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